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Regulatory Advisory Services

For Fund and Corporate Clients, our regulatory advisory services are tailored according to your entities’ scale and needs

BVI / Cayman Funds & Managers

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Investor Services

Screening of investors

Onboarding of investors

KYC collection, storage and maintenance

Periodic reviews

Verification of legal documentation against KYC

AML Services

Marbury is able to provide the following AML appointments and services:

Money Laundering Reporting Officer (MLRO)

Deputy MLRO (DMLRO)

Preparation and maintenance of specific AML Registers

Tailored compliance manuals and framework support

Training on AML procedures (internal and external)

Management of suspicious activity reporting process

AEOI – FATCA & CRS

Entity classification and Self-Certification

Application for a Global Intermediary Identification Number (GIIN)

Designated Principal Point of Contact (PPOC) appointment (for communications with the Cayman Islands Tax Information Authority (TIA))

Designated Primary User appointment (for communications with the BVI International Tax Authority (ITA) via the Financial Account Reporting System (FARS))

Designated Point of Contact (POC) appointment (with the US Internal Revenue Service (IRS)) for FATCA compliance purposes

CRS Notification with the relevant tax authority

Annual CRS and FATCA reporting

Completion of the CRS Compliance form where applicable

Drafting or reviewing AEOI policies and procedures and assist with the implementation of a manual where relevant

Reviewing self-certification forms, sponsored entity agreements and delegation agreements

Periodic reviews of the CRS FATCA documentation held on file

For sponsoring entities – taking responsibility for FATCA compliance on behalf of the sponsoring entity client, including performing all initial and ongoing due diligence to identify any reportable accounts, GIIN registration and reporting where applicable


See our Overview of CRS & FATCA for more details

Compliance calendaring

Timeline of regulatory obligations for the year ahead

Assistance with adhering to regulatory deadlines

Assistance with filings subject to scope

Reminders of upcoming requirements and deadlines

BVI Approved Managers (BVI FSC)

Internal AML Training

Assisting with policies and procedures / customising compliance manuals

Provision of MLRO

Ongoing licensing assistance

CRS / FATCA assistance

Establishment of a direct line of communication with employees for suspicious transaction reporting

Assistance with the AML/CFT returns

Cayman Registered Managers (CIMA)

Internal AML training

Assisting with policies and procedures / customising compliance manuals

Provision of MLRO

Ongoing licensing assistance

CRS / FATCA assistance

Establishment of a direct line of communication with employees for suspicious transaction reporting

Assistance with annual regulatory filings

Corporate entities

Marbury’s Regulatory Advisory team can provide a suite of compliance services to corporate entities (including non-regulated entities) across various jurisdictions and according to your business’s scale and other needs.

Such services would include regulatory advisory services, economic substance advisory/classification services, corporate governance services, compliance training, customising compliance manuals etc

Compliance Solutions

Compliance solutions according to your company’s business scale and other needs, including:

Screening of Directors / Shareholders and Ultimate Beneficial Owners

Onboarding of Directors / Shareholders and Ultimate Beneficial Owners

KYC collection, storage and maintenance

Compliance with the relevant legislation for obtaining KYC

Periodic reviews

Assisting with policies and procedures, and the production of compliance manuals

Compliance calendaring

Certification of KYC documents (with virtual certification services available for existing clients)

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About Us

Marbury provides corporate services, fund administration, formation and compliance services, business support solutions and corporate advisory through our global network.

Contact

+852 2110 0848

info@marburys.com

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